Finance
Supreme Court Affirms SEC’s Broad Authority to Recoup Fraud Gains
The Supreme Court unanimously upheld the SEC's broad authority to recoup ill-gotten gains in fraud cases, ruling against Ongkaruck Sripetch and clarifying...
#sec enforcement 2 articles
Finance
SEC Enforcement Director Woodcock Reaffirms ‘Back to Basics’ Investor Protection
SEC Enforcement Director David Woodcock detailed a 'back to basics' agenda on May 13, focusing on investor protection and market integrity. He...